Date authorised
1 April 2013
Companies House
02200510
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Borderway Mart
    Montgomery Way
    Rosehill Industrial Estate
    Carlisle
    Cumbria
    CA1 2RS
    UNITED KINGDOM
    Phone
    +4401228406290
  • Complaints Contact

    Borderway Mart
    Montgomery Way
    Rosehill Industrial Estate
    Carlisle
    Cumbria
    CA1 2RS
    UNITED KINGDOM
    Phone
    +4401228406291

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kevin Coulthard

    IRN KXC01216

    • CF29 Significant management (1 Nov 2007 to 1 Aug 2013)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
    • CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Oct 2006)
    • CF1 Director (14 Jan 2005 to 1 Aug 2013)
  • Paul Thomas Graham

    IRN PTG01039

    • SMF3 Executive Director (9 Dec 2019 to 1 Feb 2026)
    • Responsible for Insurance Distribution (1 Oct 2018 to 1 Feb 2026)
    • Responsible for Insurance Mediation (21 May 2018 to 30 Sep 2018)
    • CF1 Director (2 Feb 2015 to 8 Dec 2019)
  • Philip Herbert Pagin

    IRN PHP01015

    • CF29 Significant management (1 Nov 2007 to 1 Jan 2016)
    • CF1 Director (14 Jan 2005 to 1 Jan 2016)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
    • CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 18 May 2015)
  • Richard Andrew Rankin

    IRN RAR01081

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (1 Nov 2018 to 8 Dec 2019)
  • Ryan James Roberts

    IRN RJR01179

    • CF1 Director (AR) (9 Feb 2018 to 5 Aug 2024)
  • Stephen Francis Ward

    IRN SFW01048

    • CF1 Director (AR) (8 Feb 2018 to 5 Aug 2024)
  • Stuart Andrew Torrance

    IRN SXT00751

    • SMF16 Compliance Oversight (since 28 Jan 2025)
  • Trevor Hebdon

    IRN TXH01272

    • CF1 Director (14 Jan 2005 to 30 May 2008)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.