Guggenheim Securities International Ltd

Date authorised
1 April 2013
Companies House
06624746
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Guggenheim Securities International Ltd
    11-12 Hanover Street
    London
    Westminster
    W1S 1YQ
    UNITED KINGDOM
    Phone
    +4407771840949
    Web
    https://www.guggenheimsecurities.com

  • Complaints Contact

    Guggenheim Securities International Ltd
    11-12 Hanover Street
    London
    Westminster
    W1S 1YQ
    UNITED KINGDOM
    Phone
    +4407771840949

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ivan Ivanov Kisselov

    IRN IXK01322

    • [FCA CF] Client dealing (since 16 Sep 2024)
  • JULIO CESAR QUINTERO

    IRN JCQ01008

    • SMF3 Executive Director (9 Dec 2019 to 5 Dec 2023)
    • CF1 Director (3 Jun 2015 to 8 Dec 2019)
  • Jan Glasen

    IRN JXG00740

    • [FCA CF] Client dealing (since 19 Jan 2024)
  • Javier Amantegui Pacheco

    IRN JXA00530

    • [FCA CF] Client dealing (since 29 May 2023)
  • Jay Larkin

    IRN JXL01778

    • CF30 Customer (13 Jul 2012 to 31 Jul 2015)
  • Joao Lourenco

    IRN JXL00957

    • [FCA CF] Client dealing (since 15 Aug 2025)
  • Jonathan Dann

    IRN JRD01064

    • [FCA CF] Client dealing (since 8 Jul 2023)
    • [FCA CF] Manager of certification employee (since 8 Jul 2023)
    • [FCA CF] Material risk taker (8 Jul 2023 to 17 Oct 2023)
  • Julia Hussain

    IRN JXH03259

    • [FCA CF] Client dealing (since 22 Aug 2025)
  • Kendall Cohen

    IRN KXC00375

    • [FCA CF] Client dealing (since 19 Jan 2024)
  • Lauren Nicola Francey

    IRN LNF01001

    • CF30 Customer (1 Sep 2011 to 3 Apr 2012)
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Recent activity

Updates to this firm's record on the FCA register.

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