Guggenheim Securities International Ltd

• Principal Place of Business

  Guggenheim Securities International Ltd

  11-12 Hanover Street

  London

  Westminster

  W1S 1YQ

  UNITED KINGDOM

  Phone

  +4407771840949

  Web

  https://www.guggenheimsecurities.com

• Complaints Contact

  Guggenheim Securities International Ltd

  11-12 Hanover Street

  London

  Westminster

  W1S 1YQ

  UNITED KINGDOM

  Phone

  +4407771840949

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Duncan Winfield Riefler

  IRN DXR01210

  • CF3 Chief Executive (5 Jun 2015 to 4 Nov 2015)
  • CF30 Customer (27 Jul 2012 to 4 Nov 2015)
  • CF1 Director (27 Jul 2012 to 4 Nov 2015)
• Eric Leifland-Berntsson

  IRN JEL01131

  • [FCA CF] Client dealing (9 Jun 2023 to 1 Aug 2025)
• Francesco Bedina

  IRN BXF01108

  • CF30 Customer (5 May 2017 to 8 Dec 2019)
• Fraser Casbolt

  IRN FXC00141

  • [FCA CF] Client dealing (since 9 Jun 2023)
• Gareth Williams

  IRN GXW01401

  • CF30 Customer (13 Apr 2011 to 3 Dec 2013)
• Gennaro Bertolino

  IRN GXB00603

  • [FCA CF] Client dealing (since 28 Oct 2024)
• George Higginson

  IRN GXH74768

  • [FCA CF] Client dealing (since 16 May 2023)
• Graham Stajkowski

  IRN GXS01555

  • CF30 Customer (9 Jul 2012 to 30 May 2014)
• Hana Ali

  IRN HXA00029

  • [FCA CF] Client dealing (since 16 Sep 2025)
• Herman Van Wymeersch

  IRN HXV00061

  • [FCA CF] Client dealing (since 16 Sep 2025)

No changes recorded yet.