Date authorised
1 April 2013
Companies House
OC309261
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5 Stratton St
    London
    W1J 8LA
    UNITED KINGDOM
    Phone
    +4402046035100
  • Complaints Contact

    5 Stratton St
    London
    W1J 8LA
    UNITED KINGDOM
    Phone
    +4402046035100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Romain Castillon

    IRN RXC00813

    • [FCA CF] Algorithmic trading (13 Jan 2025 to 4 Aug 2025)
  • Ruhui Liu

    IRN RXL01810

    • [FCA CF] Algorithmic trading (9 Dec 2019 to 7 Jul 2021)
    • CF30 Customer (1 Aug 2018 to 8 Dec 2019)
  • Rushabh Mehta

    IRN RXM00886

    • [FCA CF] Algorithmic trading (since 24 Aug 2023)
    • [FCA CF] Client dealing (since 24 Aug 2023)
  • Ruth Berry

    IRN REB01053

    • CF4 Partner (6 Jan 2010 to 19 Feb 2018)
    • CF30 Customer (1 Nov 2007 to 18 Jul 2017)
    • CF21 Investment Adviser (2 Nov 2006 to 31 Oct 2007)
  • Ryan McElhatton

    IRN RXM01045

    • [FCA CF] Algorithmic trading (since 16 Aug 2024)
    • [FCA CF] Client dealing (since 16 Aug 2024)
  • Sam Walton

    IRN SXW00700

    • [FCA CF] Algorithmic trading (1 Nov 2022 to 18 Oct 2024)
  • Samuel Max Howe

    IRN SMH01251

    • [FCA CF] Client dealing (21 Oct 2022 to 31 Mar 2023)
  • Samuel Peter Lazell

    IRN SPL01088

    • [FCA CF] Algorithmic trading (since 9 Dec 2019)
    • CF30 Customer (21 Jun 2017 to 8 Dec 2019)
  • Sergey Petrovich Yepifanov

    IRN SPY01006

    • CF30 Customer (1 Nov 2007 to 30 Oct 2009)
    • CF21 Investment Adviser (4 Jul 2007 to 31 Oct 2007)
    • CF4 Partner (4 Jul 2007 to 30 Oct 2009)
    • CF27 Investment Management (4 Jul 2007 to 31 Oct 2007)
  • Shou Zou

    IRN SXZ01219

    • CF30 Customer (1 Jun 2018 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.