Grosvenor Financial Asset Management Limited

• Principal Place of Business

  30 Churchill Place

  London

  Tower Hamlets

  E14 5RE

  UNITED KINGDOM

  Phone

  +4402079359998

  Web

  http://www.grosvenor-financial.com

• Complaints Contact

  30 Churchill Place

  London

  Tower Hamlets

  E14 5RE

  UNITED KINGDOM

  Phone

  +4402079359998

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Johannes Henricus Gerardus Marinus Dollevoet

  IRN JHD01081

  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (7 Sep 2007 to 31 Oct 2007)
• John Paul Waterhouse

  IRN JXW00928

  • [FCA CF] Client dealing (since 10 Jul 2023)
  • [FCA CF] Material risk taker (since 10 Jul 2023)
• Justin Gonzalez

  IRN JXG01971

  • CF30 Customer (6 Jun 2012 to 8 Nov 2013)
• Konal Kirsten

  IRN KXK02022

  • CF30 Customer (20 Apr 2017 to 10 Jan 2018)
• Lambertus Hendrick Van Essen

  IRN LHV01001

  • CF30 Customer (1 Nov 2007 to 24 Apr 2013)
  • CF27 Investment Management (25 Aug 2007 to 31 Oct 2007)
  • CF21 Investment Adviser (13 Feb 2007 to 31 Oct 2007)
• Michael Coticchio

  IRN MXC02158

  • CF1 Director (AR) (23 Jan 2009 to 2 Dec 2011)
  • CF30 Customer (23 Jan 2009 to 2 Dec 2011)
• Mohammad Musaab Javed

  IRN MMJ01017

  • [FCA CF] Client dealing (7 Apr 2022 to 24 Mar 2023)
• Nicolas Gueguen

  IRN NXG01269

  • CF1 Director (AR) (14 Jul 2010 to 9 Jan 2012)
  • CF30 Customer (14 Jul 2010 to 9 Jan 2012)
• Norval Vincent Loftus

  IRN NVL01002

  • CF1 Director (AR) (8 Feb 2010 to 31 May 2011)
  • CF30 Customer (8 Feb 2010 to 31 May 2011)
• Owen Lawrence Sweetman

  IRN OLS01000

  • CF27 Investment Management (13 Nov 2006 to 18 Aug 2007)

• Hawk Emerging Capital Limited (no longer appointed)

  FRN 479781 · Appointed 29 Feb 2008 · Until 5 Feb 2009

• Ox Investment Ltd (no longer appointed)

  FRN 463330 · Appointed 1 Feb 2007 · Until 23 Mar 2012

• Vicario Investment Ltd (no longer appointed)

  FRN 437289 · Appointed 5 Jan 2007 · Until 26 Mar 2012

No changes recorded yet.