Grosvenor Consultancy Limited

• Principal Place of Business

  76 Macrae Road

  Pill

  Bristol

  BS20 0DD

  UNITED KINGDOM

  Phone

  +441275373348

  Web

  https://www.grosvenorconsultancy.co.uk

• Complaints Contact

  76 Macrae Road

  Pill

  Bristol

  BS20 0DD

  UNITED KINGDOM

  Phone

  +441275373348

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling with no debt management activity
  • · This permission is limited to debt counselling which is provided in connection with investment advice and buy to let mortgages

• Consumer Loans

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  • · Limited to lending where no charge (by way of interest or otherwise) is payable by the borrower in connection with the provision of credit under the regulated credit agreement
  • · Limited to lending that is in connection with the repayment of fees relating to the provision of professional services which are only for ongoing services or regular premiums.

• Loan Servicing

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Janine Elizabeth Bishop

  IRN JEB00045

  • [FCA CF] Client dealing (5 Feb 2024 to 25 Jan 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Jan 2025)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• John David Philp

  IRN JDP00025

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2021)
• John Paul Daley

  IRN JPD00024

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 5 Feb 2024)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF1 Director (AR) (8 Sep 2004 to 16 Apr 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• John Richard Woodham

  IRN JRW00022

  • CF30 Customer (1 Nov 2007 to 24 Dec 2010)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Jonathan Mark James

  IRN JMJ00014

  • 11. Pension transfer specialist
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 5 Feb 2024)
  • [FCA CF] Manager of certification employee (since 1 Mar 2023)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (7 Feb 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (23 Apr 2004 to 7 Feb 2006)
• Julien Barber

  IRN JXB76993

  • [FCA CF] Client dealing (5 Feb 2024 to 7 May 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 May 2024)
• Laylah-Jane Prentice

  IRN LXP00117

  • [FCA CF] Functions requiring qualifications (16 Jun 2023 to 10 Oct 2025)
• Mark Fullard Goodwin

  IRN MFG01038

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Mar 2023)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (14 Oct 2019 to 8 Dec 2019)
• Martyn Alan Brown

  IRN MAB00091

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Dec 2021)
  • CF30 Customer (27 Sep 2011 to 8 Dec 2019)
• Matthew Meredith Jones

  IRN MMJ00003

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 4 Apr 2023)
  • SMF3 Executive Director (9 Dec 2019 to 4 Apr 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Feb 2023)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 28 Feb 2023)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (27 Feb 2006 to 8 Dec 2019)
  • CF1 Director (22 Sep 2005 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

• Avalon Financial Services Limited (no longer appointed)

  FRN 210392 · Appointed 11 Mar 2002 · Until 23 Feb 2015

No changes recorded yet.