Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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2 Plan Wealth Management Limited
FRN 461598
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 23 Sep 2024)
- CF30 Customer (since 2 Aug 2024)
- [FCA CF] Client dealing (7 May 2024 to 23 Sep 2024)
- [FCA CF] Functions requiring qualifications (7 May 2024 to 23 Sep 2024)
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Beadvised Ltd
FRN 795005
- Employed By (since 2 Aug 2024)
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- [FCA CF] Client dealing (5 Feb 2024 to 7 May 2024)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 May 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.