Griffin Bank Ltd

• Principal Place of Business

  Suite 781-2, Salisbury House

  29 Finsbury Circus

  London

  EC2M 5QQ

  UNITED KINGDOM

  Phone

  +4407958078201

  Web

  https://www.griffin.com

• Complaints Contact

  Suite 781-2, Salisbury House

  29 Finsbury Circus

  London

  EC2M 5QQ

  UNITED KINGDOM

  Phone

  +4407958078201

• Bank Deposits

  For All, Deposit

• Authorised to Operate

• Trades With You Directly

  For Eligible Counterparty, Professional

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Craig Wilson

  IRN CXW33044

  • [FCA CF] Material risk taker (13 Nov 2023 to 17 Apr 2025)
  • [FCA CF] Significant management (13 Nov 2023 to 17 Apr 2025)
  • [PRA CF] Significant risk taker or Material risk taker (13 Nov 2023 to 17 Apr 2025)
• Daniel Herring

  IRN DXH00859

  • [FCA CF] Significant management (17 Oct 2024 to 20 Dec 2024)
  • [FCA CF] Material risk taker (17 Oct 2024 to 20 Dec 2024)
  • [PRA CF] Significant risk taker or Material risk taker (17 Oct 2024 to 20 Dec 2024)
• Dora Alexandra Capelo Grant

  IRN DAT01137

  • SMF16 Compliance Oversight (since 29 Jun 2023)
  • SMF4 Chief Risk (since 29 Jun 2023)
• Douglas Davidson MacLennan

  IRN DDM01011

  • SMF10 Chair of the Risk Committee (since 27 Feb 2023)
• Ebelechukwu Anekwe

  IRN EXA00268

  • [PRA CF] Significant risk taker or Material risk taker (since 18 Jun 2025)
  • [FCA CF] Material risk taker (since 18 Jun 2025)
  • [FCA CF] Significant management (since 18 Jun 2025)
• Edward Carter

  IRN EXC00323

  • SMF24 Chief Operations (since 15 Oct 2024)
  • [FCA CF] Manager of certification employee (7 May 2024 to 15 Oct 2024)
  • [PRA CF] Managing a material risk taker (7 May 2024 to 15 Oct 2024)
  • [FCA CF] Significant management (9 Feb 2024 to 15 Oct 2024)
  • [PRA CF] Significant risk taker or Material risk taker (10 Nov 2023 to 15 Oct 2024)
  • [FCA CF] Material risk taker (10 Nov 2023 to 15 Oct 2024)
• Elin Ng

  IRN EXN00084

  • [FCA CF] Significant management (since 29 Jan 2024)
  • [FCA CF] Material risk taker (since 29 Jan 2024)
  • [PRA CF] Significant risk taker or Material risk taker (since 29 Jan 2024)
• Emily Yen-Li Lee

  IRN EXL00244

  • [PRA CF] Significant risk taker or Material risk taker (since 22 Jan 2025)
  • [FCA CF] Material risk taker (since 22 Jan 2025)
  • [FCA CF] Significant management (since 22 Jan 2025)
• Frederic Sebastian Hofmann

  IRN FSH01007

  • Director of firm who is not a certification employee or a SMF manager (since 29 Jul 2025)
• Ilana Jeanette Eisner

  IRN IXE00059

  • [FCA CF] Significant management (since 10 Mar 2026)
  • [FCA CF] Material risk taker (since 10 Mar 2026)
  • [PRA CF] Significant risk taker or Material risk taker (since 10 Mar 2026)

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