Greystone Financial Services Limited

• Principal Place of Business

  Foundation House

  Scott Drive

  Altrincham

  Cheshire

  WA15 8AB

  UNITED KINGDOM

  Phone

  +4401619277222

  Web

  https://www.greystonefs.co.uk

• Complaints Contact

  Foundation House

  Scott Drive

  Altrincham

  Cheshire

  WA15 8AB

  UNITED KINGDOM

  Phone

  +4401619277222

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Credit Brokering

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  • · The firm may not broker credit for the purpose of increasing the funds available for investment

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to advising customers to use investments to repay debts

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Sarah Thomas

  IRN SEG01073

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • Appointed representative dealing with clients for which they require qualification (since 29 Mar 2021)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (since 6 Apr 2010)
• Sean Richard McCann

  IRN SXM00790

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 8 Jul 2021)
  • [FCA CF] Functions requiring qualifications (since 8 Jul 2021)
• Simon Ashley Lomas

  IRN SAL00005

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF3 Executive Director (9 Dec 2019 to 18 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Simon Frederick Welsh

  IRN SFW01028

  • CF1 Director (AR) (2 Apr 2002 to 31 Mar 2014)
• Simon John Jeffrey

  IRN SJJ01066

  • CF1 Director (AR) (2 Apr 2002 to 31 Mar 2016)
• Stephen Anthony Dunn

  IRN SAD00020

  • CF21 Investment Adviser (1 Dec 2001 to 22 Apr 2005)
• Stephen John Bingham

  IRN SJB00027

  • CF1 Director (10 Dec 2002 to 8 May 2006)
  • CF21 Investment Adviser (1 Dec 2001 to 8 May 2006)
  • CF1 Director (AR) (1 Dec 2001 to 8 May 2006)
• Stephen Paul Heap

  IRN SPH00018

  • [FCA CF] Significant management (9 Dec 2019 to 29 Mar 2021)
  • SMF3 Executive Director (9 Dec 2019 to 30 Sep 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 5 Jun 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Jun 2024)
  • CF1 Director (AR) (17 Dec 2007 to 1 Apr 2012)
  • CF28 Systems and controls (1 Nov 2007 to 1 Apr 2012)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF13 Finance (1 Oct 2006 to 31 Oct 2007)
  • CF3 Chief Executive (1 Oct 2006 to 1 Apr 2012)
  • CF8 Apportionment and Oversight (1 Oct 2006 to 31 Oct 2007)
  • CF1 Director (1 Feb 2005 to 8 Dec 2019)
  • CF21 Investment Adviser (15 Apr 2003 to 31 Oct 2007)
• Steven Andrew McKee

  IRN SAM01352

  • CF1 Director (AR) (9 Jul 2013 to 3 Oct 2016)
• Steven James Harvey

  IRN SJH01513

  • CF4 Partner (AR) (29 Sep 2010 to 19 Apr 2021)

• MDC Financial Planning Limited

  FRN 934745 · Appointed 23 Sep 2020

• Hillyer McKeown Financial Services LLP

  FRN 531084 · Appointed 6 Sep 2010

• HLB Financial Services Limited

  FRN 207576 · Appointed 7 Dec 2001

• 3G Financial Limited (no longer appointed)

  FRN 664558 · Appointed 12 Jan 2015 · Until 30 Sep 2023

• Becketts Greystone Private Wealth Management LLP (no longer appointed)

  FRN 602353 · Appointed 10 Jun 2013 · Until 29 Jan 2015

• Greystone Employee Benefits Ltd (no longer appointed)

  FRN 191780 · Appointed 10 May 2000 · Until 19 Feb 2007

No changes recorded yet.