Date authorised
1 April 2013
Companies House
00110410
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8 Surrey Street
    Norwich
    Norfolk
    NR1 3NG
    UNITED KINGDOM
    Phone
    +441603622200
  • Complaints Contact

    8 Surrey Street
    Norwich
    Norfolk
    NR1 3EB
    UNITED KINGDOM
    Phone
    +448000685670

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Sickness, Suretyship

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Sickness, Suretyship

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Frederick Swiffen Rogers

    IRN DFR01016

    • [FCA CF] Manager of certification employee (10 Oct 2019 to 20 Jul 2020)
  • David John Lovely

    IRN DJL01267

    • SMF18 Other Overall Responsibility (27 Jul 2021 to 22 Nov 2021)
    • [FCA CF] Significant management (16 Apr 2021 to 26 Jul 2021)
    • [FCA CF] Manager of certification employee (16 Apr 2021 to 26 Jul 2021)
    • CF29 Significant management (18 Feb 2015 to 3 Aug 2016)
  • David John Ramsay McMillan

    IRN DJM01486

    • CF8 Apportionment and Oversight (5 Feb 2010 to 19 Sep 2012)
    • CF1 Director (5 Feb 2010 to 2 Jun 2011)
    • CF3 Chief Executive (5 Feb 2010 to 19 Sep 2012)
    • CF29 Significant management (1 Nov 2007 to 4 Feb 2010)
    • CF20 Significant Mgt (Settlements) (18 May 2006 to 31 Oct 2007)
    • Responsible for Insurance Mediation (23 Mar 2006 to 16 May 2006)
    • CF17 Significant Mgt (Other Business Operations) (12 Jul 2005 to 16 May 2006)
  • David Kelly

    IRN DXK01674

    • SMF3 Executive Director (26 Jun 2019 to 10 Jan 2023)
    • CF1 Director (21 Sep 2015 to 20 Mar 2017)
  • David Kenneth Watson

    IRN DKW01016

    • CF1 Director (22 Dec 2008 to 31 Mar 2010)
  • David Layhe

    IRN DJL01266

    • SMF16 Compliance Oversight (since 16 Jan 2026)
  • Deborah Stott

    IRN DXS01034

    • [FCA CF] Significant management (since 19 Aug 2024)
  • Derek John Coles

    IRN DJC01278

    • CF2 Non Executive Director (16 Jul 2002 to 9 Jun 2004)
  • Diane Cougill

    IRN DXC01452

    • CF28 Systems and controls (10 Feb 2010 to 28 Feb 2011)
  • Dominic John Clayden

    IRN DJC01454

    • CF29 Significant management (10 Feb 2012 to 16 Oct 2013)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.