Date authorised
1 April 2013
Companies House
00110410
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8 Surrey Street
    Norwich
    Norfolk
    NR1 3NG
    UNITED KINGDOM
    Phone
    +441603622200
  • Complaints Contact

    8 Surrey Street
    Norwich
    Norfolk
    NR1 3EB
    UNITED KINGDOM
    Phone
    +448000685670

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Sickness, Suretyship

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Sickness, Suretyship

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Katie Tompkin

    IRN KXT00023

    • [FCA CF] Significant management (14 Nov 2019 to 25 Feb 2020)
  • Kelly Marie Whittington

    IRN KXW00022

    • [FCA CF] Significant management (10 Dec 2018 to 24 Aug 2023)
  • Kerry Anne Chilvers

    IRN KXC00018

    • [FCA CF] Significant management (since 1 Jul 2023)
  • Kirstine Ann Cooper

    IRN KAC01088

    • [FCA CF] Manager of certification employee (15 Jul 2022 to 31 Dec 2023)
  • Lawrence Edward Harrington

    IRN LEH01035

    • CF29 Significant management (11 Apr 2008 to 1 Jan 2010)
  • Lawrence Kevin Penney

    IRN LKP00003

    • CF14 Risk Assessment (24 Jul 2003 to 31 Mar 2005)
    • CF13 Finance (24 Jul 2003 to 31 Mar 2005)
    • CF1 Director (7 Feb 2002 to 31 Mar 2005)
  • Lindsey Rix-Broom

    IRN LXM01731

    • SIMF1 Chief Executive Function (21 Sep 2016 to 28 Jun 2017)
    • SIMF22 Chief Underwriting Officer Function (7 Mar 2016 to 26 Jun 2017)
    • Responsible for Insurance Mediation (1 Jan 2016 to 28 Jun 2017)
    • CF29 Significant management (7 Oct 2014 to 6 Mar 2016)
  • Louise Mary Kirkbride

    IRN LXK27377

    • [FCA CF] Significant management (31 Mar 2020 to 30 Sep 2021)
  • Manav Verma

    IRN MXV00149

    • [FCA CF] Significant management (since 1 Apr 2024)
  • Marion Haley Bown

    IRN MXB00807

    • SMF16 Compliance Oversight (28 Dec 2023 to 24 Jun 2024)
    • SMF4 Chief Risk (20 Jun 2022 to 24 Jun 2024)

Recent activity

Updates to this firm's record on the FCA register.

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