Date authorised
30 December 2016
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Fen Court
    London
    EC3M 5BN
    UNITED KINGDOM
    Phone
    +4402030037070
  • Complaints Contact

    1 Fen Court
    London
    EC3M 5BN
    UNITED KINGDOM
    Phone
    +4402030037070

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Credit Brokering

    Show 1 limitation
    • · The firm is not permitted to canvas regulated borrower-lender-supplier agreements or regulated consumer hire agreements off trade premises
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Thompson

    IRN DXT73686

    • [FCA CF] Material risk taker (since 5 Mar 2020)
  • Dirk Wilhelm Herrenpoth

    IRN DWH01134

    • SMF21 EEA Branch Senior Manager (EBSM) (29 May 2019 to 1 Jul 2020)
    • CF1 Director (AR) (13 Jun 2017 to 31 May 2019)
  • Edward Nicholson

    IRN EXN00101

    • [FCA CF] Significant management (19 May 2025 to 8 Dec 2025)
  • Emma Manfred

    IRN ELM01048

    • [FCA CF] Significant management (5 Mar 2020 to 31 Aug 2022)
    • CF1 Director (AR) (16 Oct 2017 to 26 Jul 2018)
  • Esther Tun

    IRN EXT00195

    • [FCA CF] Significant management (since 19 Mar 2024)
  • Graeme Walker

    IRN GXW73683

    • [FCA CF] Material risk taker (10 Dec 2018 to 3 Jan 2023)
    • [FCA CF] Significant management (10 Dec 2018 to 3 Jan 2023)
  • Ian Gentles

    IRN IXG73684

    • [FCA CF] Significant management (since 10 Dec 2018)
    • [FCA CF] Material risk taker (since 10 Dec 2018)
  • James Cleaver

    IRN JXC73687

    • [FCA CF] Manager of certification employee (since 1 Jun 2023)
    • [FCA CF] Material risk taker (since 5 Mar 2020)
  • Jamie Venn

    IRN JXV00228

    • SMF16 Compliance Oversight (1 May 2025 to 17 Nov 2025)
  • Jana Zaujecova

    IRN JXZ00066

    • [FCA CF] Significant management (since 26 Jun 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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