Great Lakes Insurance SE
- FRN
- 769884
- Date authorised
- 30 December 2016
- Last scraped
- 1 week ago
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
1 Fen CourtLondonEC3M 5BNUNITED KINGDOM- Phone
- +4402030037070
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Complaints Contact
1 Fen CourtLondonEC3M 5BNUNITED KINGDOM- Phone
- +4402030037070
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
Show 1 limitation Hide limitations
- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Manages Insurance Policies
For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship
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Credit Brokering
Show 1 limitation Hide limitations
- · The firm is not permitted to canvas regulated borrower-lender-supplier agreements or regulated consumer hire agreements off trade premises
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Trades With You Directly
For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Issues Insurance
For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Jingfang Shi
IRN JXS01032
- [FCA CF] Significant management (since 3 Jan 2023)
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John Pyall
IRN JXP00751
- [FCA CF] Significant management (31 May 2023 to 5 Jun 2025)
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Jon Ramsey
IRN JXR00802
- [FCA CF] Significant management (1 Mar 2024 to 31 Jul 2025)
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Jonathan Pizzo
IRN JXP01072
- [FCA CF] Material risk taker (since 1 Feb 2025)
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Julien Grelié
IRN JXG00872
- [FCA CF] Material risk taker (since 1 Feb 2025)
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Jürgen Dümont
IRN JXD00858
- [FCA CF] Significant management (since 1 Mar 2024)
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Kathrin Zeman
IRN KXZ00021
- [FCA CF] Material risk taker (7 Feb 2022 to 30 Jun 2024)
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Lidia Prestipino
IRN LXP01273
- [FCA CF] Material risk taker (5 Mar 2020 to 31 Jul 2020)
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Lisa Slade
IRN LXS00374
- [FCA CF] Significant management (since 31 Mar 2022)
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Louis Pereira
IRN LXP73685
- [FCA CF] Material risk taker (5 Mar 2020 to 31 Mar 2026)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Munich Re UK Services Limited (no longer appointed)
FRN 571946 · Appointed 30 Dec 2016 · Until 31 May 2019
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.