Date authorised
30 December 2016
Last scraped
1 week ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Fen Court
    London
    EC3M 5BN
    UNITED KINGDOM
    Phone
    +4402030037070
  • Complaints Contact

    1 Fen Court
    London
    EC3M 5BN
    UNITED KINGDOM
    Phone
    +4402030037070

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Credit Brokering

    Show 1 limitation
    • · The firm is not permitted to canvas regulated borrower-lender-supplier agreements or regulated consumer hire agreements off trade premises
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Achim Junglas

    IRN AXJ01511

    • CF1 Director (AR) (13 Jun 2017 to 31 May 2019)
  • Achim Karl-Heinz Stegner

    IRN AKS01159

    • SMF21 EEA Branch Senior Manager (EBSM) (10 Dec 2018 to 28 Mar 2019)
    • CF1 Director (AR) (13 Jun 2017 to 31 May 2019)
    • CF29 Significant management (8 May 2017 to 9 Dec 2018)
  • Andrea Whartonthorne

    IRN AXW00701

    • [FCA CF] Significant management (since 3 Jan 2023)
  • Andrew Duxbury

    IRN AXD73688

    • [FCA CF] Material risk taker (5 Mar 2020 to 29 Apr 2021)
  • Andrew John Batley

    IRN AJB01802

    • CF1 Director (AR) (13 Jun 2017 to 1 Oct 2018)
  • Andrew Paul Rear

    IRN APR01115

    • CF1 Director (AR) (13 Jun 2017 to 31 May 2019)
  • Andrew Syson

    IRN AXS00376

    • [FCA CF] Material risk taker (4 Jan 2021 to 31 Mar 2024)
  • Anthony Paul Davies

    IRN APD01154

    • [FCA CF] Material risk taker (10 Dec 2018 to 31 Mar 2020)
    • [FCA CF] Significant management (10 Dec 2018 to 31 Mar 2020)
  • Christian Wittmann

    IRN CJW01313

    • [FCA CF] Significant management (since 5 Mar 2020)
    • CF1 Director (AR) (13 Jun 2017 to 31 May 2019)
  • Claire Louise Weston

    IRN CXW00011

    • SMF19 Head of Overseas Branch/Head of Overseas (since 28 Jul 2022)
    • SMF21 EEA Branch Senior Manager (EBSM) (7 Dec 2020 to 28 Jul 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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