Date authorised
20 April 2017
Companies House
10471852
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    24 Savile Row
    London
    W1S 2ES
    UNITED KINGDOM
    Phone
    +442034058500
  • Complaints Contact

    24 Savile Row
    London
    W1S 2ES
    UNITED KINGDOM
    Phone
    +442034058500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kiyoshi Habiro

    IRN KXH00162

    • SMF9 Chair of the Governing Body (since 1 Apr 2023)
    • Director of firm who is not a certification employee or a SMF manager (9 Mar 2021 to 31 Mar 2023)
  • Louise Woodhead

    IRN LXW00499

    • [FCA CF] Significant management (since 21 Oct 2025)
  • Luther Bobby John Ward-Faint

    IRN LXW00475

    • [FCA CF] Client dealing (2 Jun 2025 to 30 Apr 2026)
  • Matteo Quatraro

    IRN MXQ00058

    • [FCA CF] Significant management (since 16 Sep 2025)
  • Matthew Francis Norris

    IRN MFN01002

    • [FCA CF] Client dealing (since 28 Feb 2024)
  • Max Julian Carrick Gilbert

    IRN MXG00020

    • [FCA CF] Client dealing (9 Dec 2019 to 26 Sep 2025)
  • Mehal Shah

    IRN MXS05262

    • [FCA CF] Client dealing (since 30 Apr 2026)
  • Nicholas Robert Lueders Barker

    IRN NRB01089

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2024)
    • CF30 Customer (20 Apr 2017 to 8 Dec 2019)
  • Nicholas Simon Parker

    IRN NSP01018

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (20 Apr 2017 to 8 Dec 2019)
    • CF1 Director (20 Apr 2017 to 8 Dec 2019)
  • Nigel Taee

    IRN NXT01204

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 28 Jul 2020)
    • CF2 Non Executive Director (13 Mar 2019 to 8 Dec 2019)
    • CF1 Director (20 Apr 2017 to 13 Mar 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.