Grant Thornton UK LLP

Date authorised
15 November 2007
Companies House
OC307742
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Grant Thornton
    8 Finsbury Circus
    London
    EC2M 7EA
    UNITED KINGDOM
    Phone
    +4402073835100
    Web
    https://www.grantthornton.co.uk

  • Complaints Contact

    Grant Thornton
    8 Finsbury Circus
    London
    EC2M 7EA
    UNITED KINGDOM
    Phone
    +4402073835100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Timothy Charles Stalkartt

    IRN TCS00010

    • CF21 Investment Adviser (1 Jul 2004 to 23 Sep 2005)
    • CF26 Customer Trading (1 Jul 2004 to 23 Sep 2005)
  • Timothy Lloyd Hansell

    IRN TLH01011

    • CF30 Customer (22 Nov 2016 to 7 Jun 2019)
  • Tracey Dawn James

    IRN TDJ01020

    • CF4 Partner (16 Sep 2014 to 30 Jun 2018)
  • Trefor Owen Griffith

    IRN TOG01006

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2023)
    • CF30 Customer (30 Jan 2014 to 8 Dec 2019)
  • Vickie Margaret Griffin

    IRN VMG01013

    • CF30 Customer (1 Nov 2007 to 31 Dec 2009)
    • CF22 Investment Adviser (Trainee) (11 Jul 2006 to 31 Oct 2007)
  • Victoria Briggs

    IRN VXL01043

    • CF30 Customer (12 Oct 2012 to 21 Feb 2014)
  • Wendy Hart

    IRN WXH01075

    • [FCA CF] Client dealing (9 Dec 2019 to 26 Feb 2021)
    • SMF27 Partner (9 Dec 2019 to 4 Jan 2021)
    • CF4 Partner (1 Jul 2018 to 8 Dec 2019)
    • CF30 Customer (25 May 2012 to 8 Dec 2019)
  • Wendy Jane Russell

    IRN WXR00074

    • SMF27 Partner (since 29 May 2024)
  • William Robert Kerr

    IRN WRK01007

    • CF29 Significant management (1 Nov 2007 to 28 Sep 2010)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
  • Zoe O'Donnell

    IRN ZXO01022

    • CF30 Customer (since 2 Mar 2026)
    • [FCA CF] Client dealing (9 Dec 2019 to 26 Mar 2024)
    • CF30 Customer (16 Sep 2015 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.