Date authorised
1 April 2013
Companies House
06303124
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Goodman
    6 Warwick Street
    London
    Westminster
    W1B 5LU
    UNITED KINGDOM
    Phone
    +4402034260800
  • Complaints Contact

    Goodman
    6 Warwick Street
    London
    Westminster
    W1B 5LU
    UNITED KINGDOM
    Phone
    +4402034260800

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Aaron Lloyd Morgan

    IRN ALM01120

    • CF1 Director (30 Mar 2010 to 23 Aug 2012)
    • CF30 Customer (10 Jun 2009 to 23 Aug 2012)
  • Alexander Robert Bignell

    IRN ARB01135

    • CF1 Director (31 Mar 2010 to 24 Feb 2012)
    • CF30 Customer (31 Mar 2010 to 24 Feb 2012)
  • Andrew Dominic Pinto

    IRN ADP01121

    • CF30 Customer (5 Dec 2008 to 27 Feb 2009)
  • Andrew James Johnston

    IRN AJJ01095

    • CF30 Customer (4 Jun 2008 to 17 Nov 2017)
  • Astrid Birgitte Nellemann

    IRN ABN01005

    • CF1 Director (4 Jun 2008 to 8 Sep 2009)
  • Charles Edward Crossland

    IRN CXC00286

    • [FCA CF] Manager of certification employee (since 23 Dec 2020)
  • Dominiek Andre Hubert Van Oost

    IRN DAV01039

    • CF1 Director (30 Mar 2010 to 13 Mar 2018)
  • Gareth John Owen

    IRN GJO01016

    • [FCA CF] Significant management (since 5 Feb 2026)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (9 Oct 2012 to 8 Dec 2019)
  • James Martin Cornell

    IRN JMC01335

    • [FCA CF] Significant management (since 5 Feb 2026)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (18 Aug 2010 to 30 Sep 2018)
    • CF1 Director (18 Aug 2010 to 8 Dec 2019)
    • CF3 Chief Executive (18 Aug 2010 to 8 Dec 2019)
    • CF30 Customer (5 Dec 2008 to 8 Dec 2019)
  • James Robert Inwood

    IRN JRI00011

    • CF30 Customer (16 Dec 2008 to 15 Nov 2018)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.