Goodman Operator (UK) Limited

• Principal Place of Business

  Goodman

  6 Warwick Street

  London

  Westminster

  W1B 5LU

  UNITED KINGDOM

  Phone

  +4402034260800

  Web

  https://www.goodman.com

• Complaints Contact

  Goodman

  6 Warwick Street

  London

  Westminster

  W1B 5LU

  UNITED KINGDOM

  Phone

  +4402034260800

• P2P Lending Advice

  For Commercial, Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Non-investment insurance contracts

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jeffrey Mark Pulsford

  IRN JXP01533

  • CF30 Customer (4 Jun 2008 to 30 Jun 2008)
  • CF29 Significant management (4 Jun 2008 to 30 Jun 2008)
• John Stephen Hopkins

  IRN JSH01167

  • Responsible for Insurance Mediation (4 Jun 2008 to 8 Jan 2010)
  • CF1 Director (4 Jun 2008 to 8 Jan 2010)
• Michael James O'Sullivan

  IRN MJO01137

  • CF3 Chief Executive (4 Jun 2008 to 8 Jan 2010)
  • CF1 Director (4 Jun 2008 to 8 Jan 2010)
• Nigel Howard Pope

  IRN NHP01020

  • CF28 Systems and controls (4 Jun 2008 to 1 Jan 2010)
  • CF1 Director (4 Jun 2008 to 1 Jan 2010)
• Paul Andrew Harvey

  IRN PAH01253

  • CF11 Money Laundering Reporting (4 Jun 2008 to 1 Oct 2010)
  • CF10 Compliance Oversight (4 Jun 2008 to 1 Oct 2010)
• Peter Christopher Ralston

  IRN PCR01057

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (30 Nov 2015 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (7 Dec 2010 to 8 Dec 2019)
  • CF10 Compliance Oversight (7 Dec 2010 to 8 Dec 2019)
• Peter Davies

  IRN PTD01023

  • CF30 Customer (4 Jun 2008 to 31 Dec 2008)
• Richard Draycott

  IRN RXD01405

  • CF30 Customer (29 Dec 2008 to 31 Jan 2010)
• Robert Paul Reed

  IRN RPR01072

  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF28 Systems and controls (9 Nov 2010 to 8 Dec 2019)
• Robert William Ian Wilkinson

  IRN RWW01058

  • CF30 Customer (4 Jun 2008 to 14 May 2009)

No changes recorded yet.