Goodbody Stockbrokers Unlimited Company
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
70 St. Mary AxeLondonEC3A 8BEUNITED KINGDOM- Phone
- +442038416220
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Complaints Contact
70 St Mary AxeLondonEC3A 8BEUNITED KINGDOM- Phone
- +442038416220
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Kate McCarthy
IRN KXM00588
- [FCA CF] Client dealing (15 Jul 2023 to 31 May 2024)
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Kenneth Charles Rumph
IRN KCR01008
- [FCA CF] Client dealing (since 19 Jul 2023)
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Lewis Ian Roxburgh
IRN LXR00263
- [FCA CF] Client dealing (since 20 Jan 2025)
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Madeleine Cox-Smith
IRN MXC03059
- [FCA CF] Client dealing (19 Jul 2023 to 16 Sep 2024)
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Nicholas Paul Donovan
IRN NPD01040
- [FCA CF] Client dealing (15 Jul 2023 to 24 Nov 2023)
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Patrick Higgins
IRN PXH00676
- [FCA CF] Client dealing (9 Aug 2023 to 15 Nov 2024)
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Patrick O'Donnell
IRN PXO00128
- [FCA CF] Client dealing (since 15 Sep 2023)
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Piers Alexander Colston Coombs
IRN PAC01127
- [FCA CF] Client dealing (15 Jul 2023 to 2 May 2025)
- [FCA CF] Significant management (15 Jul 2023 to 2 May 2025)
- SMF19 Head of Overseas Branch/Head of Overseas (30 Jun 2023 to 2 May 2025)
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Robert Eason
IRN RXE00146
- [FCA CF] Client dealing (9 Aug 2023 to 15 Nov 2024)
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Romy Nicole Abrahams
IRN RNA01018
- [FCA CF] Client dealing (15 Aug 2023 to 15 Dec 2023)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.