Goodbody Stockbrokers Unlimited Company

• Principal Place of Business

  70 St. Mary Axe

  London

  EC3A 8BE

  UNITED KINGDOM

  Phone

  +442038416220

  Web

  https://www.goodbody.ie/homepage

• Complaints Contact

  70 St Mary Axe

  London

  EC3A 8BE

  UNITED KINGDOM

  Phone

  +442038416220

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Dermot Charles O'Leary

  IRN DXO00167

  • [FCA CF] Client dealing (11 Sep 2023 to 14 Nov 2024)
• Dudley Shanley

  IRN DXS00886

  • [FCA CF] Client dealing (since 18 Mar 2025)
  • [FCA CF] Client dealing (10 Aug 2023 to 15 Nov 2024)
• Fintan RYAN

  IRN FXR01170

  • [FCA CF] Client dealing (since 19 Jul 2023)
• George Christopher O'Connor

  IRN GCO01003

  • [FCA CF] Client dealing (19 Jul 2023 to 24 Nov 2023)
• Gerard Hennigan

  IRN GXH00381

  • [FCA CF] Client dealing (16 Aug 2023 to 11 Jul 2024)
• Jason Molins

  IRN JXM01466

  • [FCA CF] Client dealing (30 Aug 2023 to 14 Nov 2024)
• Jeremiah Bradley

  IRN JXB01436

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 18 Apr 2024)
  • SMF16 Compliance Oversight (since 30 Jun 2023)
• John Cronin

  IRN JXC01219

  • [FCA CF] Client dealing (30 Aug 2023 to 25 Mar 2024)
• John O'Connor

  IRN JXO00248

  • SMF17 Money Laundering Reporting Officer (MLRO) (30 Jun 2023 to 17 Jan 2024)
• Jonathan David Short

  IRN JDS01089

  • [FCA CF] Client dealing (since 22 Jan 2025)

No changes recorded yet.