Date authorised
22 October 2018
Companies House
10234133
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Second Floor
    10-12 Alie Street
    London
    E1 8DE
    UNITED KINGDOM
    Phone
    +442038655243
  • Complaints Contact

    Second Floor
    10-12 Alie Street
    London
    E1 8DE
    UNITED KINGDOM
    Phone
    +442038655243

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alex Crocombe

    IRN AXC03212

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (31 Oct 2018 to 8 Dec 2019)
    • CF10a CASS Oversight function (31 Oct 2018 to 8 Dec 2019)
    • CF1 Director (31 Oct 2018 to 8 Dec 2019)
  • Antony Collins

    IRN AXC07442

    • [FCA CF] Significant management (since 2 Oct 2024)
    • CF30 Customer (31 Oct 2018 to 8 Dec 2019)
  • April Nadia Nardulli

    IRN ANN01019

    • SMF16 Compliance Oversight (26 Mar 2020 to 10 Jul 2024)
    • SMF3 Executive Director (26 Mar 2020 to 10 Jul 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (26 Mar 2020 to 10 Jul 2024)
  • Christian Goossens

    IRN CXG00550

    • [FCA CF] Significant management (2 Oct 2024 to 6 Oct 2025)
  • Clemence Chorlay

    IRN CXC00861

    • [FCA CF] Significant management (since 1 Oct 2024)
  • Daniel Robert Walker

    IRN DRW01136

    • [FCA CF] Significant management (since 6 Oct 2025)
    • [FCA CF] Manager of certification employee (since 6 Oct 2025)
  • David Genn

    IRN DXG08385

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 26 Mar 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 26 Mar 2020)
    • CF11 Money Laundering Reporting (7 Nov 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (7 Nov 2019 to 8 Dec 2019)
    • CF3 Chief Executive (6 Feb 2019 to 8 Dec 2019)
    • CF1 Director (6 Feb 2019 to 8 Dec 2019)
  • Edward Slocombe

    IRN EXS00396

    • [FCA CF] Significant management (since 2 Oct 2024)
  • Graham Crockford

    IRN GXC00572

    • [FCA CF] Significant management (since 2 Oct 2024)
  • Jake Oliver Wombwell Povey

    IRN JOW01019

    • SMF3 Executive Director (9 Dec 2019 to 27 Feb 2020)
    • CF1 Director (31 Oct 2018 to 8 Dec 2019)
    • CF3 Chief Executive (31 Oct 2018 to 11 Feb 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.