Date authorised
22 October 2018
Companies House
10234133
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Second Floor
    10-12 Alie Street
    London
    E1 8DE
    UNITED KINGDOM
    Phone
    +442038655243
  • Complaints Contact

    Second Floor
    10-12 Alie Street
    London
    E1 8DE
    UNITED KINGDOM
    Phone
    +442038655243

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kevin Corlett

    IRN KXC00436

    • [FCA CF] Significant management (since 1 Oct 2024)
  • Matt Knight

    IRN MXK00835

    • SMF16 Compliance Oversight (since 12 Oct 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Oct 2024)
  • Watkin Samuel

    IRN SXW01494

    • CF1 Director (31 Oct 2018 to 27 Jun 2019)
    • CF10 Compliance Oversight (31 Oct 2018 to 27 Jun 2019)
    • CF11 Money Laundering Reporting (31 Oct 2018 to 27 Jun 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.