GMO U.K. LIMITED

Date authorised
1 April 2013
Companies House
04658801
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    No. 1 London Bridge
    London Bridge
    London
    SE1 9BG
    UNITED KINGDOM
    Phone
    +442078147600
    Web
    https://www.gmo.com

  • Complaints Contact

    No. 1 London Bridge
    London Bridge
    London
    SE1 9BG
    UNITED KINGDOM
    Phone
    +442078147600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Scott Eston

    IRN SXE01073

    • CF1 Director (5 Dec 2003 to 9 Jun 2009)
  • Simon Harris

    IRN SAH01076

    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2025)
    • CF3 Chief Executive (3 Aug 2009 to 13 Jan 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2018)
    • CF1 Director (12 Oct 2006 to 29 Nov 2019)
    • CF27 Investment Management (5 Dec 2003 to 31 Oct 2007)
  • Steven Peck

    IRN SXP02094

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (16 Apr 2013 to 8 Dec 2019)
  • Susanna Lylyn Seng

    IRN SLS01105

    • CF11 Money Laundering Reporting (24 May 2012 to 2 Dec 2013)
  • Tara Ann Pari

    IRN TXP00289

    • Director of firm who is not a certification employee or a SMF manager (since 31 Mar 2021)
  • Thomas Joseph Garvey

    IRN TJG01059

    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF30 Customer (13 Sep 2012 to 8 Dec 2019)
  • Thomas Oliver Smith

    IRN TOS01003

    • CF30 Customer (1 Nov 2007 to 15 Jun 2016)
    • CF27 Investment Management (5 Dec 2003 to 31 Oct 2007)
  • Thomas Underhill

    IRN TXU01004

    • [FCA CF] Client dealing (since 6 Oct 2022)
  • Tsui Wah Chan

    IRN TWC01039

    • CF30 Customer (15 Jul 2008 to 1 Apr 2011)
  • Urban Carl Mueller

    IRN UCM00002

    • CF30 Customer (1 Nov 2007 to 29 Jun 2018)
    • CF3 Chief Executive (30 May 2006 to 21 Feb 2012)
    • CF8 Apportionment and Oversight (30 May 2006 to 31 Oct 2007)
    • CF1 Director (30 May 2006 to 29 Jun 2018)
    • CF27 Investment Management (7 Apr 2006 to 31 Oct 2007)
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Recent activity

Updates to this firm's record on the FCA register.

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