GMO U.K. LIMITED

Date authorised
1 April 2013
Companies House
04658801
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    No. 1 London Bridge
    London Bridge
    London
    SE1 9BG
    UNITED KINGDOM
    Phone
    +442078147600
    Web
    https://www.gmo.com

  • Complaints Contact

    No. 1 London Bridge
    London Bridge
    London
    SE1 9BG
    UNITED KINGDOM
    Phone
    +442078147600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paul John Bostock

    IRN PJB01283

    • CF30 Customer (1 Nov 2007 to 30 Dec 2011)
    • CF1 Director (5 Dec 2003 to 30 Jun 2009)
    • CF8 Apportionment and Oversight (5 Dec 2003 to 31 Oct 2007)
    • CF3 Chief Executive (5 Dec 2003 to 30 Jun 2009)
    • CF27 Investment Management (5 Dec 2003 to 31 Oct 2007)
  • Paul Kerrison Woolley

    IRN PKW01014

    • CF1 Director (5 Dec 2003 to 1 Jul 2006)
  • Peter Froude

    IRN PCF01029

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Mar 2010 to 8 Dec 2019)
  • Philip Ingram

    IRN PXI01036

    • CF26 Customer Trading (11 Mar 2004 to 26 Mar 2004)
  • Philip Scott Zachos

    IRN PXZ00024

    • Director of firm who is not a certification employee or a SMF manager (4 Feb 2020 to 7 Jan 2025)
  • Philip Scott Zachos

    IRN PXZ24436

    • SMF9 Chair of the Governing Body (since 4 Feb 2020)
  • Rishika Jay Prakash

    IRN RXJ01242

    • CF10 Compliance Oversight (4 Dec 2008 to 3 May 2012)
    • CF11 Money Laundering Reporting (4 Dec 2008 to 3 May 2012)
  • Robert Jeremy Goltho Grantham

    IRN RJG01149

    • CF1 Director (12 Oct 2006 to 9 Jun 2009)
  • Robert Procter

    IRN RXP00705

    • [FCA CF] Client dealing (since 1 May 2025)
  • Sara Holland

    IRN SJH01550

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (9 Sep 2013 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

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