Date authorised
18 June 2021
Companies House
06917482
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Ardonagh
    2 Minster Court
    London
    City Of London
    EC3R 7BB
    UNITED KINGDOM
    Phone
    +4402081482649
  • Complaints Contact

    Ardonagh
    2 Minster Court
    London
    City Of London
    EC3R 7BB
    UNITED KINGDOM
    Phone
    +4402081482649

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jonathan Butcher

    IRN JXB00817

    • [FCA CF] Benchmark submission and administration (18 Jun 2021 to 30 Mar 2023)
  • Jonathan Guy Sutton

    IRN JGS01144

    • SMF3 Executive Director (19 May 2022 to 1 Dec 2022)
  • Jugminder Singh

    IRN JXS03575

    • SMF17 Money Laundering Reporting Officer (MLRO) (18 Jun 2021 to 20 Jun 2022)
    • SMF16 Compliance Oversight (18 Jun 2021 to 20 Jun 2022)
  • Marcus Huw Meredith

    IRN MXM00977

    • SMF1 Chief Executive (28 Oct 2022 to 7 Oct 2025)
    • SMF3 Executive Director (28 Oct 2022 to 7 Oct 2025)
    • Responsible for Insurance Distribution (28 Oct 2022 to 7 Oct 2025)
  • Nicholas George Kirk

    IRN NXK10755

    • SMF9 Chair of the Governing Body (13 Jun 2022 to 30 Apr 2025)
  • Peter Rossell

    IRN PXR00226

    • [FCA CF] Client dealing (18 Jun 2021 to 30 Mar 2023)
  • Philip Lyall Cottle

    IRN PLC01051

    • [FCA CF] Client dealing (18 Jun 2021 to 30 Mar 2023)
  • Russell McCall Heaton

    IRN RXH00415

    • [FCA CF] Client dealing (18 Jun 2021 to 30 Mar 2023)
  • Salim Bhaiji

    IRN SXB01000

    • SMF3 Executive Director (since 22 Sep 2022)
  • Sharon Furne

    IRN SXF00249

    • [FCA CF] Client dealing (18 Jun 2021 to 30 Mar 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.