Global Sustainable Capital Management (UK) Limited

Date authorised
1 November 2017
Companies House
09419933
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Moor Place
    1 Fore Street Avenue
    London
    EC2Y 9DT
    UNITED KINGDOM
    Phone
    +442075369505
    Web
    http://www.gscmuk.com

  • Complaints Contact

    Moor Place
    1 Fore Street Avenue
    London
    EC2Y 9DT
    UNITED KINGDOM
    Phone
    +442075369505

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Samuel John Ruiz

    IRN SJR01135

    • [FCA CF] Client dealing (since 19 Nov 2024)
    • [FCA CF] Significant management (since 19 Nov 2024)
    • CF2 Non Executive Director (1 Nov 2017 to 8 Dec 2019)
  • Stephen Howard John Pack

    IRN SHP01044

    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (9 Dec 2019 to 24 Nov 2023)
    • CF1 Director (1 Nov 2017 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Nov 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Nov 2017 to 8 Dec 2019)
  • Stephen John Smith

    IRN SJS01151

    • CF30 Customer (27 Oct 2022 to 9 Apr 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.