GLG Partners LP

• Principal Place of Business

  Riverbank House

  2 Swan Lane

  London

  EC4R 3AD

  UNITED KINGDOM

  Phone

  +4402071441000

  Web

  https://www.man.com

• Complaints Contact

  Riverbank House

  2 Swan Lane

  London

  EC4R 3AD

  UNITED KINGDOM

  Phone

  +4402071441000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Limited to advisory-only activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Limited to investment management activities for the specified customer types.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to recognised scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 7 limitations Hide limitations

  • · Limited to investment management activities for the specified customer types.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to sub-underwriting on behalf of a customer and in carrying on such activities to the specified investment type "share", "debenture", "government and public security", "warrant", "certificate representing certain security", "unit" and "right to or interest in investments - security", (when the latter is associated with these specified investments).
  • · Limited to dealing-only activities.
  • · Limited to recognised scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to investment management activities for the specified customer types.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to repurchase agreement activities and in carrying on these activities to the securities, "government and public security", "certificate representing certain security", and "right to or interest in investments - security", (when the latter is associated with these specified investments).

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 6 limitations Hide limitations

  • · Limited to investment management activities for the specified customer types.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to transaction-only activities.
  • · Limited to recognised scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Jason Moray Justin Mackay

  IRN JMM01129

  • CF30 Customer (1 Nov 2007 to 26 Oct 2010)
  • CF21 Investment Adviser (9 Mar 2004 to 13 Oct 2006)
  • CF27 Investment Management (9 Mar 2004 to 31 Oct 2007)
  • CF26 Customer Trading (9 Mar 2004 to 13 Oct 2006)
• Jason Worsdall

  IRN JDW01072

  • CF30 Customer (22 May 2015 to 18 Nov 2016)
• Jason Yaw Hsui Wang

  IRN JYW01002

  • CF27 Investment Management (17 May 2004 to 30 Apr 2007)
  • CF21 Investment Adviser (17 May 2004 to 13 Oct 2006)
  • CF26 Customer Trading (17 May 2004 to 13 Oct 2006)
• Jasveer Singh

  IRN JXS02272

  • CF28 Systems and controls (2 Apr 2013 to 20 Jun 2016)
• Javier Velazquez

  IRN JXV01118

  • CF30 Customer (1 Nov 2007 to 24 Aug 2012)
  • CF26 Customer Trading (11 Feb 2005 to 13 Oct 2006)
  • CF27 Investment Management (15 Sep 2004 to 31 Oct 2007)
  • CF21 Investment Adviser (15 Sep 2004 to 13 Oct 2006)
• Jean-Jacques Benoit Delori

  IRN JBD01028

  • CF27 Investment Management (12 Nov 2002 to 31 Mar 2007)
  • CF21 Investment Adviser (12 Nov 2002 to 13 Oct 2006)
• Jean-Michel Adolphe Hannoun

  IRN JAH01253

  • CF21 Investment Adviser (4 Jul 2002 to 21 Mar 2006)
  • CF27 Investment Management (22 May 2002 to 21 Mar 2006)
  • CF26 Customer Trading (22 May 2002 to 21 Mar 2006)
  • CF22 Investment Adviser (Trainee) (16 May 2002 to 4 Jul 2002)
• Jean-Philippe Maltais

  IRN JXM01708

  • CF30 Customer (15 Sep 2015 to 13 Nov 2019)
• Jean-Robin Alexandre Peters

  IRN JXP01726

  • [FCA CF] Material risk taker (9 Dec 2019 to 15 Apr 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 15 Apr 2021)
  • CF30 Customer (11 Dec 2014 to 8 Dec 2019)
• Jeffrey Gaylord Burch

  IRN JXB01621

  • CF30 Customer (6 Feb 2017 to 28 Sep 2018)

No changes recorded yet.