Gleacher Shacklock LLP

• Principal Place of Business

  3rd Floor, Cleveland House

  33 King Street

  London

  London

  SW1Y 6RJ

  UNITED KINGDOM

  Phone

  +4402074841150

  Web

  https://www.gleachershacklock.com

• Complaints Contact

  3rd Floor, Cleveland House

  33 King Street

  London

  London

  SW1Y 6RJ

  UNITED KINGDOM

  Phone

  +4402074841150

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Harry Piers Shaw Bond

  IRN HPB01013

  • CF21 Investment Adviser (10 Aug 2004 to 25 Mar 2005)
• Henry Welsford Smithers

  IRN HWS01020

  • CF21 Investment Adviser (19 Sep 2005 to 17 May 2006)
• Hersh Naresh Shah

  IRN HNS01012

  • CF4 Partner (17 Jul 2014 to 18 Mar 2016)
  • CF30 Customer (1 Nov 2007 to 18 Mar 2016)
  • CF23 Corporate Finance Adviser (9 Aug 2007 to 31 Oct 2007)
• Ian Graham King

  IRN IGK01007

  • CF4 Partner (31 Jul 2017 to 4 Nov 2019)
  • CF30 Customer (31 Jul 2017 to 8 Dec 2019)
• Ignacio Faundez Valenzuela

  IRN IXF00035

  • [FCA CF] Client dealing (since 11 Mar 2022)
• Ivan Thomas Joseph Armani

  IRN ITA01007

  • [FCA CF] Client dealing (12 Mar 2021 to 6 Sep 2022)
  • CF4 Partner (27 Dec 2018 to 4 Nov 2019)
  • CF30 Customer (7 Jun 2018 to 8 Dec 2019)
• JAMES ANDREW CARMICHAEL

  IRN JXC01143

  • [FCA CF] Client dealing (3 Apr 2023 to 24 Jan 2024)
• Jack Eaton

  IRN JXE00382

  • [FCA CF] Client dealing (since 31 Mar 2025)
• Jack Payne

  IRN JXP00946

  • [FCA CF] Client dealing (24 Apr 2024 to 2 Aug 2024)
• Jack Williams

  IRN JXW00672

  • [FCA CF] Client dealing (11 Mar 2022 to 5 Aug 2022)

No changes recorded yet.