Date authorised
1 April 2013
Companies House
06245947
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20 Fenchurch Street
    London
    EC3M 3BY
    UNITED KINGDOM
    Phone
    +4402079293223
  • Complaints Contact

    The St. Botolph Building
    138 Houndsditch
    London
    City Of London
    EC3A 7BT
    UNITED KINGDOM
    Phone
    +4402077024700

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adrian Brian Girling

    IRN ABG01026

    • CF2 Non Executive Director (26 Mar 2013 to 30 Dec 2015)
  • Alan Rand

    IRN AXR02677

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (8 Feb 2016 to 8 Dec 2019)
  • Andrew Colin Colderwood

    IRN ACC01102

    • CF1 Director (2 Jan 2008 to 25 Jun 2014)
  • Andrew Seton Barnes

    IRN ASB01127

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 29 May 2020)
    • CF2 Non Executive Director (29 Dec 2015 to 8 Dec 2019)
  • Barry John Cook

    IRN BJC01080

    • Director of firm who is not a certification employee or a SMF manager (31 Mar 2021 to 30 Jun 2025)
  • Fraser Graham McLachlan

    IRN FGM01019

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (2 Jan 2008 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (2 Jan 2008 to 31 Mar 2009)
    • CF3 Chief Executive (2 Jan 2008 to 8 Dec 2019)
    • CF1 Director (2 Jan 2008 to 8 Dec 2019)
  • JEAN MARGERET O NEILL

    IRN JXO71075

    • Director of firm who is not a certification employee or a SMF manager (since 1 Jan 2025)
  • Katherine Lee Letsinger

    IRN KLL01003

    • Director of firm who is not a certification employee or a SMF manager (31 Mar 2021 to 31 Dec 2024)
  • Kevin Patrick Collins

    IRN KPC01009

    • CF1 Director (4 Feb 2008 to 26 Jul 2013)
  • Mark Wilson

    IRN MXW02059

    • CF1 Director (30 Jan 2014 to 14 May 2015)

Recent activity

Updates to this firm's record on the FCA register.

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