Date authorised
1 April 2013
Companies House
06245947
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20 Fenchurch Street
    London
    EC3M 3BY
    UNITED KINGDOM
    Phone
    +4402079293223
  • Complaints Contact

    The St. Botolph Building
    138 Houndsditch
    London
    City Of London
    EC3A 7BT
    UNITED KINGDOM
    Phone
    +4402077024700

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Martin William Hiller

    IRN MWH01051

    • CF1 Director (2 Jan 2008 to 16 May 2016)
    • CF8 Apportionment and Oversight (2 Jan 2008 to 31 Mar 2009)
  • Roy Charles Munoz

    IRN RXM00630

    • [FCA CF] Significant management (31 Mar 2021 to 15 Mar 2023)
  • Simon Button

    IRN SXB02740

    • Director of firm who is not a certification employee or a SMF manager (since 31 Mar 2021)
  • Stuart Burchell

    IRN SXB00888

    • [FCA CF] Significant management (31 Mar 2021 to 28 Apr 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.