GCM Investments UK LLP

Date authorised
5 October 2011
Companies House
OC325803
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    25 Sackville Street
    London
    W1S 3AX
    UNITED KINGDOM
    Phone
    +442037274450
    Web
    https://www.gcmgrosvenor.com

  • Complaints Contact

    25 Sackville Street
    London
    W1S 3AX
    UNITED KINGDOM
    Phone
    +442037274476

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Specialist Investment Funds

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Matthew Edge

    IRN MXE01110

    • CF11 Money Laundering Reporting (7 Nov 2013 to 2 May 2014)
    • CF4 Partner (7 Nov 2013 to 2 May 2014)
    • CF3 Chief Executive (7 Nov 2013 to 2 May 2014)
    • CF30 Customer (25 Apr 2012 to 2 May 2014)
  • Mayur Mahesh Shah

    IRN MXS02072

    • SMF27 Partner (since 14 Dec 2023)
    • [FCA CF] Client dealing (since 24 Jul 2023)
    • CF30 Customer (14 Jan 2014 to 8 Dec 2019)
  • Michael Jay Sacks

    IRN MJS01546

    • CF4 Partner (5 Oct 2011 to 6 Dec 2019)
  • Paul Allen Meister

    IRN PAM01252

    • CF4 Partner (5 Oct 2011 to 6 Dec 2019)
  • RAVI PAREKH

    IRN RXP17378

    • [FCA CF] Client dealing (since 31 Jul 2023)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (6 Aug 2019 to 8 Dec 2019)
    • CF30 Customer (6 Aug 2019 to 8 Dec 2019)
  • Rajen Gokani

    IRN RXG01560

    • [FCA CF] Client dealing (since 18 Feb 2025)
    • CF30 Customer (16 Jan 2014 to 8 Dec 2019)
  • Rakesh Patel

    IRN RXP01273

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 May 2025)
    • CF11 Money Laundering Reporting (27 Jun 2018 to 8 Dec 2019)
    • CF28 Systems and controls (17 Nov 2017 to 8 Dec 2019)
  • Richard Buchanan Blake

    IRN RXB01288

    • CF30 Customer (14 Aug 2015 to 30 Apr 2018)
  • Robert Shin

    IRN RXS03181

    • SMF27 Partner (20 Feb 2020 to 15 Jun 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 15 Jun 2021)
    • CF10 Compliance Oversight (22 Jul 2016 to 8 Dec 2019)
  • Roger Georges Ammoun

    IRN RGA01047

    • CF4 Partner (22 May 2014 to 31 Dec 2018)
    • CF3 Chief Executive (22 May 2014 to 31 Dec 2018)
    • CF11 Money Laundering Reporting (22 May 2014 to 18 Jun 2015)
    • CF30 Customer (14 Jan 2014 to 31 Dec 2018)
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Recent activity

Updates to this firm's record on the FCA register.

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