Roger Georges Ammoun

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Real Assets Investment Management Ltd
FRN 976371
- (1)Employed By (since 30 May 2022)
Access Equity Management Limited
FRN 207801
- CF1 Director (AR) (since 19 Jan 2019)
- CF30 Customer (since 19 Jan 2019)
GCM Investments UK LLP (no longer approved here)
FRN 534461
- CF3 Chief Executive (22 May 2014 to 31 Dec 2018)
- CF11 Money Laundering Reporting (22 May 2014 to 18 Jun 2015)
- CF4 Partner (22 May 2014 to 31 Dec 2018)
- CF30 Customer (14 Jan 2014 to 31 Dec 2018)
UBS ASSET MANAGEMENT CREDIT INVESTMENTS GROUP (UK) LTD (no longer approved here)
FRN 114627
- CF30 Customer (28 Jul 2011 to 2 Jan 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.