Date authorised
22 October 2021
Companies House
10702260
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    73 Brook Street
    Mayfair
    London
    W1K 4HX
    UNITED KINGDOM
    Phone
    +4408081642111
  • Complaints Contact

    73 Brook Street
    Mayfair
    London
    W1K 4HX
    UNITED KINGDOM
    Phone
    +4408081642111

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Retail (Investment), Deposit

  • Authorised to Operate

  • Trades With You Directly

    For Eligible Counterparty, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future)

    Show 2 limitations
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mark Timothy John Sismey-Durrant

    IRN MTS01035

    • SMF11 Chair of the Audit Committee (19 Jun 2024 to 21 Nov 2024)
    • SMF9 Chair of the Governing Body (19 Jun 2024 to 21 Nov 2024)
  • Matthew Pettican

    IRN MXP01082

    • [FCA CF] Material risk taker (since 14 Jul 2025)
  • Megan Aileen McCracken

    IRN MXM19464

    • SMF14 Senior Independent Director (19 Aug 2022 to 2 Aug 2024)
  • Michael James Kirsopp

    IRN MJK00059

    • SMF11 Chair of the Audit Committee (16 Nov 2023 to 28 Feb 2024)
    • SMF9 Chair of the Governing Body (20 Apr 2023 to 28 Feb 2024)
    • SMF10 Chair of the Risk Committee (22 Oct 2021 to 16 Mar 2023)
  • Michael Leslie Says

    IRN MLS01059

    • SMF1 Chief Executive (19 Nov 2024 to 30 Apr 2026)
    • SMF2 Chief Finance (22 Oct 2021 to 19 Nov 2024)
  • Michael Mahoney

    IRN MXM04767

    • [FCA CF] Material risk taker (since 30 Jun 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 30 Jun 2025)
  • Nash Sher-Gill

    IRN NXS00799

    • [FCA CF] Material risk taker (since 22 Jul 2024)
  • Neil Williams

    IRN NXW35795

    • SMF18 Other Overall Responsibility (22 Oct 2021 to 30 Sep 2022)
  • Nicholas Lynch

    IRN NXL00244

    • [FCA CF] Material risk taker (since 22 May 2023)
  • Pankaj Thukral

    IRN PXT00324

    • [FCA CF] Significant management (since 2 Dec 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 2 Dec 2024)
    • [PRA CF] Managing a material risk taker (since 2 Dec 2024)
    • [FCA CF] Material risk taker (since 2 Dec 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.