Date authorised
22 October 2021
Companies House
10702260
Last scraped
1 week ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    73 Brook Street
    Mayfair
    London
    W1K 4HX
    UNITED KINGDOM
    Phone
    +4408081642111
  • Complaints Contact

    73 Brook Street
    Mayfair
    London
    W1K 4HX
    UNITED KINGDOM
    Phone
    +4408081642111

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Retail (Investment), Deposit

  • Authorised to Operate

  • Trades With You Directly

    For Eligible Counterparty, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future)

    Show 2 limitations
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Edward Rees Trahearn

    IRN EXT00132

    • SMF2 Chief Finance (since 20 Jan 2025)
    • [FCA CF] Material risk taker (since 18 Jul 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 18 Jul 2022)
  • Ian Arthur Henderson

    IRN IAH01013

    • SMF10 Chair of the Risk Committee (11 Aug 2023 to 24 Oct 2024)
  • Ian Robert Lynch

    IRN IXL00076

    • [PRA CF] Significant risk taker or Material risk taker (17 Oct 2022 to 4 Apr 2025)
    • [FCA CF] Material risk taker (17 Oct 2022 to 4 Apr 2025)
  • Jack Diamond

    IRN JXD01141

    • [FCA CF] Material risk taker (since 6 Jan 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 6 Jan 2025)
  • Janice Phillips

    IRN JXP00060

    • SMF16 Compliance Oversight (22 Oct 2021 to 14 Oct 2024)
  • Janie Leigh Robertshaw

    IRN JXR00698

    • [FCA CF] Material risk taker (27 Mar 2023 to 4 Oct 2024)
    • [PRA CF] Significant risk taker or Material risk taker (27 Mar 2023 to 4 Oct 2024)
  • Jerome Moisan

    IRN JXM01114

    • Director of firm who is not a certification employee or a SMF manager (22 Jul 2022 to 2 Dec 2022)
  • Lucy Hasson

    IRN LXH00524

    • SMF24 Chief Operations (14 May 2025 to 7 Nov 2025)
  • Mahomed Ashraf Piranie

    IRN MAP01223

    • SMF10 Chair of the Risk Committee (since 5 Mar 2025)
  • Marcin Marek Lomot

    IRN MXL00438

    • [FCA CF] Material risk taker (18 Jul 2022 to 24 Mar 2023)
    • [PRA CF] Significant risk taker or Material risk taker (18 Jul 2022 to 24 Mar 2023)

Recent activity

Updates to this firm's record on the FCA register.

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