Gauntlet Risk Management Ltd

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Collection
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- · This permission is limited to debt collecting byu only sending arrears letters to the customer on behalf of the lender
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Kirsten Fayanne Calland
IRN KXC00253
- CF1 Director (AR) (since 30 May 2022)
Laura Swain
IRN LXS01841
- CF1 Director (AR) (26 May 2016 to 21 Aug 2017)
Lee Nicholson
IRN LXN01144
- CF1 Director (AR) (since 13 Mar 2025)
Marc Bernard Shaw
IRN MXS01276
- CF1 Director (AR) (since 25 Jul 2023)
Mark Monk
IRN MXM08391
- CF1 Director (AR) (16 Nov 2018 to 30 Apr 2020)
Mark Rothwell-Brooks
IRN MXR02802
- CF1 Director (AR) (5 Jan 2018 to 15 Oct 2020)
Mark Stephen Spearpoint
IRN MSS01186
- CF1 Director (AR) (since 10 Feb 2025)
- CF30 Customer (29 Apr 2014 to 10 Feb 2025)
Martin Vingleman
IRN MXV01105
- CF1 Director (AR) (since 2 May 2019)
Michael Leslie Rein
IRN MLR01054
- CF2 Non Executive Director (21 Jan 2005 to 8 Dec 2019)
Mohammed Abul Kashem
IRN MAK01324
- CF1 Director (AR) (8 Nov 2017 to 4 Sep 2020)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.