Laura Swain

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

BROWN & BROWN INSURANCE BROKERS (UK) LIMITED
FRN 745618
- CF1 Director (AR) (since 10 Jul 2023)
Swain Risk Solutions Limited
FRN 786150
- (1)Employed By (since 2 Sep 2017)
Gauntlet Risk Management Ltd (no longer approved here)
FRN 308081
- CF1 Director (AR) (26 May 2016 to 21 Aug 2017)

Updates to this individual's record on the FCA register.

4 hours ago
controlled function removed: Employed By at Swain Risk Solutions Limited
4 hours ago
controlled function added: (1)Employed By at Swain Risk Solutions Limited

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.