Gauntlet Risk Management Ltd

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Collection
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- · This permission is limited to debt collecting byu only sending arrears letters to the customer on behalf of the lender
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Richard Mark Matthews
IRN RMM01135
- CF1 Director (AR) (since 10 Oct 2017)
Rikhil Ruparelia
IRN RXR00347
- CF1 Director (AR) (16 Jun 2023 to 11 Aug 2023)
Robert Alan Evans
IRN RXE00085
- CF1 Director (AR) (since 14 Sep 2021)
Robert Andrew Jolly
IRN RXJ00178
- CF1 Director (AR) (28 Feb 2022 to 22 Nov 2023)
Robert Bradley
IRN RXB01701
- CF1 Director (AR) (since 22 Jun 2020)
Robert Young
IRN RXY00016
- CF1 Director (AR) (30 May 2024 to 5 Nov 2025)
Roger Stuart Gaunt
IRN RSG01062
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
Sam Leeder
IRN SXL02199
- CF4 Partner (AR) (7 Oct 2017 to 16 Jul 2024)
Sean Adrian Joyce
IRN SAJ01126
- CF1 Director (AR) (21 Aug 2015 to 12 Jul 2016)
Shakira Flint
IRN SXF00537
- CF1 Director (AR) (since 24 Jun 2025)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.