Gauntlet Risk Management Ltd

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Collection
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- · This permission is limited to debt collecting byu only sending arrears letters to the customer on behalf of the lender
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Paul Reay
IRN PXR01903
- CF1 Director (AR) (since 6 Oct 2017)
Paul Richard Taylor
IRN PRT01088
- CF4 Partner (AR) (10 Oct 2017 to 16 Jul 2024)
Paul Stephen Coates
IRN PSC01102
- CF1 Director (AR) (12 Jan 2018 to 7 Mar 2021)
- CF1 Director (12 Sep 2014 to 1 Jan 2018)
Paul Thomas Howley
IRN PTH01042
- CF1 Director (AR) (since 19 May 2024)
Peter David Norris
IRN PDN01041
- CF1 Director (AR) (since 9 Sep 2024)
Phillip Knight
IRN PXK01507
- CF1 Director (AR) (21 Aug 2015 to 1 Nov 2015)
RICHARD JAMES HANSON
IRN RJH01496
- CF1 Director (AR) (since 9 Nov 2017)
Rachael Shipman
IRN RXS84433
- CF1 Director (AR) (19 Jun 2020 to 8 Jun 2022)
Rachel June Stevens
IRN RJS01530
- CF1 Director (AR) (9 Oct 2017 to 4 Sep 2019)
Richard John Francis Davis
IRN RJD00059
- CF1 Director (AR) (since 24 Jun 2022)

Smaller firms operating under this firm's FCA authorisation.

Assured Referrals Limited (no longer appointed)
FRN 605872 · Appointed 14 Aug 2013 · Until 25 Oct 2019
Castle Commercial Ltd (no longer appointed)
FRN 520503 · Appointed 25 Jun 2013 · Until 20 Jan 2021
A K Brokers Ltd (no longer appointed)
FRN 602439 · Appointed 11 Jun 2013 · Until 25 Sep 2013
John Allen (no longer appointed)
FRN 602431 · Appointed 11 Jun 2013 · Until 15 Oct 2014
Keith Holmes (no longer appointed)
FRN 566916 · Appointed 17 Apr 2013 · Until 20 May 2013
Andrew McKinley (no longer appointed)
FRN 513825 · Appointed 19 Mar 2013 · Until 30 Oct 2015
Bespoke Home Solutions Ltd (no longer appointed)
FRN 596998 · Appointed 8 Mar 2013 · Until 15 Dec 2014
Commercial Risk Services Ltd (no longer appointed)
FRN 595234 · Appointed 31 Jan 2013 · Until 4 Jun 2015
Gauntlet (Harrogate) Ltd (no longer appointed)
FRN 593526 · Appointed 28 Dec 2012 · Until 26 Jan 2016
M & C Risk Solutions Ltd (no longer appointed)
FRN 589548 · Appointed 10 Oct 2012 · Until 29 Mar 2013

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.