Paul Stephen Coates

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

McCarron Coates Ltd
FRN 940003
- CF1 Director (AR) (since 23 Sep 2021)
- Responsible for Insurance Distribution (since 8 Mar 2021)
- SMF16 Compliance Oversight (since 8 Mar 2021)
- SMF3 Executive Director (since 8 Mar 2021)
Gauntlet Risk Management Ltd (no longer approved here)
FRN 308081
- CF1 Director (AR) (12 Jan 2018 to 7 Mar 2021)
- CF1 Director (12 Sep 2014 to 1 Jan 2018)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.