Date authorised
29 November 2017
Companies House
10981897
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    32 Blackfriars Road
    London
    SE1 8PB
    UNITED KINGDOM
    Phone
    +4402031436213
  • Complaints Contact

    32 Blackfriars Road
    London
    SE1 8PB
    UNITED KINGDOM
    Phone
    +4402031436213

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Non-investment insurance contracts, Rights to or interests in investments (Security), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Eligible Counterparty, Professional, Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Non-investment insurance contracts, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Non-investment insurance contracts, Rights to or interests in investments (Security), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • KARAN MEHTA

    IRN KXM00559

    • CF1 Director (AR) (1 Feb 2023 to 2 Dec 2024)
  • Marcus Dixon

    IRN MXD00735

    • CF1 Director (AR) (12 Mar 2024 to 1 Jan 2026)
  • Maria Aleksandrovna Coko

    IRN MAP01307

    • SMF3 Executive Director (since 16 Aug 2024)
    • [FCA CF] Client dealing (since 30 May 2023)
  • Mark Musson

    IRN MXM15313

    • CF3 Chief Executive (AR) (23 May 2019 to 29 Jun 2020)
    • CF1 Director (AR) (23 May 2019 to 29 Jun 2020)
  • Maximilian Thurlow

    IRN MXT00614

    • CF1 Director (AR) (19 Aug 2024 to 1 Aug 2025)
  • Natalia Dorfman

    IRN NXD00218

    • CF1 Director (AR) (31 Aug 2022 to 6 Nov 2023)
  • Richard Michael Maguire Chattock

    IRN RMC01136

    • [FCA CF] Client dealing (since 20 Jul 2022)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF3 Chief Executive (6 Jun 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (6 Jun 2018 to 30 Sep 2018)
  • Robert John Lumley

    IRN RJL01168

    • SMF16 Compliance Oversight (since 15 Jul 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Jul 2022)
    • Responsible for Insurance Distribution (since 16 Dec 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Mediation (29 Nov 2017 to 30 Jun 2018)
    • CF1 Director (29 Nov 2017 to 8 Dec 2019)
  • Sami Damoussi

    IRN SXD00388

    • CF1 Director (AR) (8 Jul 2021 to 13 Feb 2023)
  • Stephen Alexander Brittain

    IRN SAB01423

    • SMF3 Executive Director (9 Dec 2019 to 22 Jul 2024)
    • CF1 Director (29 Nov 2017 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.