Robert John Lumley

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GATEWAY PLATFORM SERVICES LIMITED

    FRN 790558

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Jul 2022)
    • SMF16 Compliance Oversight (since 15 Jul 2022)
    • Responsible for Insurance Distribution (since 16 Dec 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (29 Nov 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (29 Nov 2017 to 30 Jun 2018)
  • By Miles Ltd (no longer approved here)

    FRN 773046

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 21 Apr 2023)
    • CF2 Non Executive Director (29 Jan 2018 to 8 Dec 2019)
  • FloodFlash Limited (no longer approved here)

    FRN 784452

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 27 Apr 2022)
    • CF2 Non Executive Director (24 Aug 2017 to 8 Dec 2019)
  • BROWN & BROWN PRIVATE CLIENT LLP (no longer approved here)

    FRN 582708

    • CF4 Partner (1 Oct 2012 to 31 Dec 2017)

Recent activity

Updates to this individual's record on the FCA register.

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