Gambit Corporate Finance LLP

Date authorised
6 October 2010
Companies House
OC350202
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Gambit Corporate Finance
    3 Assembly Square
    Britannia Quay
    Cardiff
    CF10 4PL
    UNITED KINGDOM
    Phone
    +4402920475500
    Web
    https://www.gambitcf.com

  • Complaints Contact

    Gambit Corporate Finance
    3 Assembly Square
    Britannia Quay
    Cardiff
    CF10 4PL
    UNITED KINGDOM
    Phone
    +4402920475500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adrian Lee Jones

    IRN ALJ01034

    • CF4 Partner (21 Sep 2010 to 9 May 2014)
    • CF30 Customer (21 Sep 2010 to 9 May 2014)
  • Anne Louise Finlayson

    IRN ALF01044

    • CF4 Partner (23 May 2016 to 8 Oct 2018)
  • Cennydd Llwyd Thomas

    IRN CXT00443

    • [FCA CF] Client dealing (since 18 Dec 2024)
  • David Alan Whiteley

    IRN DAW01146

    • CF4 Partner (21 Sep 2010 to 24 Mar 2011)
    • CF30 Customer (21 Sep 2010 to 24 Mar 2011)
  • Geraint Anthony Rowe

    IRN GAR01057

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (29 Oct 2010 to 8 Dec 2019)
    • CF30 Customer (18 Oct 2010 to 8 Dec 2019)
  • Harrie William Thorrington

    IRN HXT00201

    • [FCA CF] Client dealing (since 18 Dec 2024)
  • James Nugent Kennell

    IRN JNK01005

    • SMF27 Partner (9 Dec 2019 to 30 Nov 2020)
    • CF4 Partner (20 Nov 2018 to 8 Dec 2019)
  • Jason John Evans

    IRN JJE01022

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF4 Partner (30 Oct 2017 to 8 Dec 2019)
  • Joseph Francis Holmes

    IRN JFH01043

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 3 Nov 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 3 Nov 2025)
    • CF11 Money Laundering Reporting (21 Sep 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (21 Sep 2010 to 8 Dec 2019)
    • CF4 Partner (21 Sep 2010 to 8 Dec 2019)
    • CF30 Customer (21 Sep 2010 to 8 Dec 2019)
  • Katherine Elizabeth Jones

    IRN KXJ00205

    • [FCA CF] Client dealing (since 18 Dec 2024)
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Recent activity

Updates to this firm's record on the FCA register.

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