Gambit Corporate Finance LLP

Date authorised
6 October 2010
Companies House
OC350202
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Gambit Corporate Finance
    3 Assembly Square
    Britannia Quay
    Cardiff
    CF10 4PL
    UNITED KINGDOM
    Phone
    +4402920475500
    Web
    https://www.gambitcf.com

  • Complaints Contact

    Gambit Corporate Finance
    3 Assembly Square
    Britannia Quay
    Cardiff
    CF10 4PL
    UNITED KINGDOM
    Phone
    +4402920475500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Louise Christina Howard

    IRN LXH00597

    • [FCA CF] Client dealing (18 Dec 2024 to 22 Jan 2025)
  • Robert Douglas Mark Wallace

    IRN RXW00340

    • [FCA CF] Client dealing (since 2 Jun 2025)
    • SMF27 Partner (since 14 May 2025)
  • Sam Mark Farrell

    IRN SXF00515

    • [FCA CF] Client dealing (since 18 Dec 2024)
  • Samuel William Forman

    IRN SXF00539

    • [FCA CF] Client dealing (since 2 Jun 2025)
    • SMF27 Partner (since 14 May 2025)
  • Simon John Marsden

    IRN SJM01327

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Nov 2025)
    • SMF16 Compliance Oversight (since 1 Nov 2025)
    • [FCA CF] Client dealing (since 27 May 2025)
    • SMF27 Partner (since 14 May 2025)
  • Wayne Harvey

    IRN WXH00063

    • SMF27 Partner (since 7 Feb 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.