Gallium Fund Solutions Limited

• Principal Place of Business

  Gallium House Unit 2

  Station Court

  Borough Green

  Sevenoaks

  Kent

  TN15 8AD

  UNITED KINGDOM

  Phone

  +441732882642

  Web

  https://www.gallium.co.uk

• Complaints Contact

  Gallium House Unit 2

  Station Court

  Borough Green

  Sevenoaks

  Kent

  TN15 8AD

  UNITED KINGDOM

  Phone

  +441732882642

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Limited to Investment Company with Variable Capital (ICVC) box management
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Specialist Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Anthony Cassettari

  IRN DAC01309

  • CF1 Director (AR) (24 Mar 2017 to 30 Jun 2018)
• David Burrows

  IRN DXB02037

  • CF30 Customer (7 Aug 2017 to 21 Jun 2018)
  • CF1 Director (AR) (27 Jul 2017 to 21 Jun 2018)
• David Michael Heaney

  IRN DMH01239

  • CF1 Director (AR) (26 Mar 2018 to 21 Jun 2018)
• David Reginald Jim Gibbins

  IRN DRG01116

  • CF30 Customer (10 Jun 2011 to 1 Jul 2011)
• David William Hines

  IRN DWH01137

  • CF1 Director (AR) (9 Mar 2017 to 18 Mar 2020)
  • CF30 Customer (9 Mar 2017 to 18 Mar 2020)
• Dhugal Robertson

  IRN DXR01756

  • CF30 Customer (17 Dec 2014 to 27 Nov 2015)
  • CF1 Director (AR) (17 Dec 2014 to 27 Nov 2015)
• Donal Christopher Mulcahy

  IRN DCM01165

  • CF30 Customer (21 Jun 2011 to 12 Jul 2012)
• Donal Joseph O'Neill

  IRN DJO01090

  • CF30 Customer (22 Jun 2011 to 12 Jul 2012)
• Donna Thomas

  IRN DMT01116

  • CF1 Director (5 Sep 2011 to 20 Mar 2014)
  • CF30 Customer (5 Sep 2011 to 8 Dec 2019)
• Ekaterina Avdonina

  IRN EXA01461

  • CF30 Customer (6 May 2016 to 19 Jul 2017)
  • CF1 Director (AR) (6 May 2016 to 19 Jul 2017)

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No changes recorded yet.