Gallium Fund Solutions Limited

• Principal Place of Business

  Gallium House Unit 2

  Station Court

  Borough Green

  Sevenoaks

  Kent

  TN15 8AD

  UNITED KINGDOM

  Phone

  +441732882642

  Web

  https://www.gallium.co.uk

• Complaints Contact

  Gallium House Unit 2

  Station Court

  Borough Green

  Sevenoaks

  Kent

  TN15 8AD

  UNITED KINGDOM

  Phone

  +441732882642

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Limited to Investment Company with Variable Capital (ICVC) box management
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Specialist Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Emma Alice Layard McCormack

  IRN EAM00024

  • CF30 Customer (31 Aug 2016 to 18 Apr 2017)
• Evelyn Hughes

  IRN EXH01347

  • [FCA CF] Client dealing (9 Dec 2019 to 18 Apr 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 18 Apr 2023)
  • CF1 Director (16 Jul 2015 to 26 Apr 2019)
  • CF30 Customer (29 Apr 2014 to 8 Dec 2019)
• Frederick William Augustus Bristol

  IRN FWB01022

  • CF30 Customer (30 Sep 2016 to 17 Sep 2019)
  • CF1 Director (AR) (30 Sep 2016 to 17 Sep 2019)
• Gareth Peter Ship

  IRN GPS01132

  • CF30 Customer (31 Mar 2017 to 17 Sep 2019)
• Grace Alexandra Lawton

  IRN GAL01098

  • CF30 Customer (8 Mar 2017 to 20 Nov 2019)
• Grace Louise Norris

  IRN GLN01015

  • CF30 Customer (15 Dec 2017 to 28 Oct 2019)
• Graeme McFaull

  IRN GXM02473

  • CF1 Director (AR) (20 Apr 2016 to 19 Jul 2017)
  • CF30 Customer (20 Apr 2016 to 19 Jul 2017)
• Harvey Roy Knight

  IRN HRK01024

  • CF30 Customer (25 Nov 2014 to 27 Nov 2015)
• Hugh John Damer Colville

  IRN HJC01051

  • CF30 Customer (27 Feb 2009 to 20 Dec 2012)
• Ian Rickwood

  IRN IXR01232

  • CF1 Director (AR) (10 Nov 2014 to 31 May 2017)
  • CF30 Customer (10 Nov 2014 to 31 May 2017)

• United Investment Partners Limited (no longer appointed)

  FRN 572302 · Appointed 9 Jan 2012 · Until 11 Jun 2013

• Ingman Capital Partners Limited (no longer appointed)

  FRN 545867 · Appointed 11 Apr 2011 · Until 25 Jul 2011

• Ardstone Capital Limited (no longer appointed)

  FRN 543085 · Appointed 15 Mar 2011 · Until 12 Jul 2012

• Hearthstone Asset Management Limited (no longer appointed)

  FRN 538251 · Appointed 23 Dec 2010 · Until 4 Jul 2011 · Tied agent

• Resolute Assest Management LLP (no longer appointed)

  FRN 526997 · Appointed 2 Jul 2010 · Until 6 Dec 2010

• Ingman-Jones LLP (no longer appointed)

  FRN 506966 · Appointed 16 Sep 2009 · Until 25 Jul 2011

• PM Asset Management Ltd (no longer appointed)

  FRN 505444 · Appointed 21 Aug 2009 · Until 31 Dec 2012

• Evolve Fund Services Ltd (no longer appointed)

  FRN 232293 · Appointed 27 Feb 2009 · Until 31 Dec 2012

• Gemtree Ltd (no longer appointed)

  FRN 496742 · Appointed 23 Feb 2009 · Until 12 Jul 2012

No changes recorded yet.