Gallium Fund Solutions Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Gallium House Unit 2Station CourtBorough GreenSevenoaksKentTN15 8ADUNITED KINGDOM- Phone
- +441732882642
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Complaints Contact
Gallium House Unit 2Station CourtBorough GreenSevenoaksKentTN15 8ADUNITED KINGDOM- Phone
- +441732882642
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Eligible Counterparty, Professional, Retail (Investment)
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Retail (Investment), Rights to or interests in investments (Security), Share, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Retail (Investment), Rights to or interests in investments (Security), Share, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Limited to Investment Company with Variable Capital (ICVC) box management
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Runs Investment Funds
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Investment Setup
For Eligible Counterparty, Professional, Retail (Investment), Rights to or interests in investments (Security), Share, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Specialist Investment Funds
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Private Investment Funds
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Manages Your Portfolio
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
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Holds Your Assets
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Robert Martin Kingsmill
IRN RMK01052
- CF30 Customer (13 Jul 2010 to 6 Dec 2010)
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Rohin Chandrakant Modasia
IRN RCM01079
- CF3 Chief Executive (AR) (3 Nov 2017 to 15 Mar 2019)
- CF1 Director (AR) (3 Nov 2017 to 15 Mar 2019)
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Sam Daniel Beck
IRN SDB01165
- CF30 Customer (4 Dec 2014 to 17 Sep 2015)
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Simon Andrew Heawood
IRN SAH01313
- CF30 Customer (10 Aug 2016 to 1 Sep 2023)
- CF1 Director (AR) (10 Aug 2016 to 1 Sep 2023)
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Simon James Hawley
IRN SJH01436
- CF30 Customer (2 Mar 2009 to 20 Dec 2012)
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Steffen Tom Hoyemsvoll
IRN STH01046
- CF30 Customer (25 Aug 2017 to 30 Jun 2018)
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Stuart Anthony Farnell
IRN SAF01075
- CF30 Customer (24 Feb 2009 to 12 Jul 2012)
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Stuart Savidge
IRN SXS02440
- CF30 Customer (12 Jan 2016 to 31 May 2017)
- CF1 Director (AR) (12 Jan 2016 to 31 May 2017)
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Sufian Ul-Sadiq
IRN SXU01122
- CF30 Customer (19 Dec 2014 to 31 May 2017)
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Timothy James Slesinger
IRN TJS01193
- CF30 Customer (8 Mar 2017 to 28 Feb 2018)
- CF2 Non Executive Director (AR) (8 Mar 2017 to 28 Feb 2018)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Global Alternatives Operations Limited (no longer appointed)
FRN 760211 · Appointed 6 Oct 2016 · Until 15 Mar 2019
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Bricklane Investment Services Ltd (no longer appointed)
FRN 743370 · Appointed 18 May 2016 · Until 31 Aug 2023
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Africa Trade Finance Limited (no longer appointed)
FRN 629303 · Appointed 12 Oct 2015 · Until 2 Jul 2018
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Elevate Capital Limited (no longer appointed)
FRN 718397 · Appointed 28 Sep 2015 · Until 31 Mar 2018
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TMT Asset Management Limited (no longer appointed)
FRN 659067 · Appointed 9 Dec 2014 · Until 31 May 2017
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Delin Capital Asset Management UK Limited (no longer appointed)
FRN 657941 · Appointed 4 Dec 2014 · Until 26 Jul 2017
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.