Gallium Fund Solutions Limited

• Principal Place of Business

  Gallium House Unit 2

  Station Court

  Borough Green

  Sevenoaks

  Kent

  TN15 8AD

  UNITED KINGDOM

  Phone

  +441732882642

  Web

  https://www.gallium.co.uk

• Complaints Contact

  Gallium House Unit 2

  Station Court

  Borough Green

  Sevenoaks

  Kent

  TN15 8AD

  UNITED KINGDOM

  Phone

  +441732882642

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Limited to Investment Company with Variable Capital (ICVC) box management
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Specialist Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Kate Buttigieg

  IRN KXB02081

  • CF30 Customer (7 Mar 2017 to 1 Oct 2018)
• Lee James Benson

  IRN LJB01180

  • CF30 Customer (8 Jun 2015 to 1 Jul 2016)
  • CF1 Director (AR) (8 Jun 2015 to 1 Jul 2016)
• Lewis Charles Heeks

  IRN LCH01028

  • CF30 Customer (20 Nov 2014 to 28 Jul 2015)
• Marina Juliana Angela Watts

  IRN MJW01588

  • CF30 Customer (24 Dec 2014 to 8 Dec 2019)
• Mark Armand Forman

  IRN MAF01179

  • CF30 Customer (8 Jun 2011 to 1 Jul 2011)
• Mark Christopher Stubbs

  IRN MCS00005

  • CF30 Customer (8 Jan 2013 to 23 Mar 2015)
• Mark Simon Yadegar

  IRN MSY01015

  • CF30 Customer (26 Aug 2009 to 20 Dec 2012)
• Matthew Richard Morley

  IRN MRM01201

  • CF30 Customer (10 Aug 2016 to 8 Dec 2019)
• Melissa Frances Rose Longley

  IRN MFL01010

  • CF30 Customer (1 Nov 2013 to 23 Nov 2016)
• Michael Lee Maynard

  IRN MLM01128

  • CF30 Customer (5 Sep 2016 to 4 Jun 2018)

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No changes recorded yet.