GALLAGHER SECURITIES UK LIMITED

Date authorised
3 January 1997
Companies House
02908053
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Walbrook Building
    25 Walbrook
    London
    EC4N 8AW
    UNITED KINGDOM
    Phone
    +441403327714
    Web
    https://www.ajg.com/gallagherre

  • Complaints Contact

    Spectrum Building
    55 Blythswood Street
    Glasgow
    G2 7AT
    UNITED KINGDOM
    Phone
    +441412853539

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Weng Hoa Kong

    IRN WXK00075

    • [FCA CF] Client dealing (5 Sep 2023 to 9 Feb 2026)
  • Wilkinson Claire

    IRN WXC01071

    • CF21 Investment Adviser (1 Dec 2001 to 22 Nov 2002)
  • William Franklin Majors

    IRN WFM01013

    • CF21 Investment Adviser (1 Dec 2001 to 10 Mar 2003)
  • William George Kinsley

    IRN WXK01090

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Nov 2021)
    • CF30 Customer (16 Apr 2018 to 8 Dec 2019)
  • William Jay Dubinsky

    IRN WXD11754

    • [FCA CF] Manager of certification employee (since 8 Aug 2023)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Dec 2021)
    • CF30 Customer (26 Feb 2019 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

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