GALLAGHER SECURITIES UK LIMITED

• Principal Place of Business

  The Walbrook Building

  25 Walbrook

  London

  EC4N 8AW

  UNITED KINGDOM

  Phone

  +441403327714

  Web

  https://www.ajg.com/gallagherre

• Complaints Contact

  Spectrum Building

  55 Blythswood Street

  Glasgow

  G2 7AT

  UNITED KINGDOM

  Phone

  +441412853539

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Sonam Magon

  IRN SXM03252

  • CF30 Customer (3 Sep 2014 to 15 Oct 2015)
• Stephen David Burr

  IRN SDB01102

  • CF1 Director (9 Sep 2008 to 1 Oct 2009)
  • CF30 Customer (1 Nov 2007 to 1 Aug 2010)
  • CF21 Investment Adviser (12 Feb 2003 to 31 Oct 2007)
• Stephen John Harry

  IRN SJH01274

  • CF21 Investment Adviser (1 Dec 2001 to 28 Nov 2002)
• Tassilo Nengis Arnhold

  IRN TNA01009

  • CF30 Customer (14 Aug 2014 to 30 Jun 2015)
• Theodore Joseph Essayian Norris

  IRN TXN24816

  • [FCA CF] Client dealing (21 Jun 2022 to 31 Oct 2024)
• Thomas James Whittaker

  IRN TJW01083

  • CF15 Internal Audit (7 Nov 2005 to 31 Mar 2006)
• Timothy Hadland

  IRN TXH01605

  • CF10 Compliance Oversight (16 Jan 2017 to 8 Aug 2018)
• Timothy Roger Holt Thomas

  IRN TRT01001

  • CF30 Customer (1 Nov 2007 to 7 Apr 2009)
  • CF1 Director (24 Jun 2004 to 7 Apr 2009)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Tom Henry George Dedman

  IRN THD01024

  • CF30 Customer (7 Feb 2011 to 1 Apr 2014)
• Wenbo Liu

  IRN WXL72068

  • [FCA CF] Client dealing (4 Dec 2020 to 31 Dec 2021)

No changes recorded yet.