GALLAGHER SECURITIES UK LIMITED

• Principal Place of Business

  The Walbrook Building

  25 Walbrook

  London

  EC4N 8AW

  UNITED KINGDOM

  Phone

  +441403327714

  Web

  https://www.ajg.com/gallagherre

• Complaints Contact

  Spectrum Building

  55 Blythswood Street

  Glasgow

  G2 7AT

  UNITED KINGDOM

  Phone

  +441412853539

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Paul Leslie Davidson

  IRN PLD01020

  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 9 Aug 2005)
  • CF1 Director (1 Dec 2001 to 24 Sep 2014)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Peter James Carter

  IRN PJC01413

  • SMF3 Executive Director (9 Dec 2019 to 28 Feb 2020)
  • CF1 Director (14 Mar 2016 to 8 Dec 2019)
• Phillip Allen Ellis

  IRN PAE01069

  • CF30 Customer (24 Oct 2012 to 7 Nov 2014)
• Phillip Anthony Bolt

  IRN PAB01308

  • CF21 Investment Adviser (8 Nov 2005 to 7 Mar 2006)
• Printhan Sothinathan

  IRN PXS02526

  • [FCA CF] Client dealing (1 Jul 2020 to 20 May 2024)
• Quentin Olivier Perrot

  IRN QOP01000

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 14 Jun 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 14 Jun 2021)
  • CF30 Customer (14 Aug 2014 to 8 Dec 2019)
• Rafal Walkiewicz

  IRN RXW01843

  • CF1 Director (21 Mar 2016 to 31 Dec 2018)
• Richard Francis Godfrey

  IRN RFG01011

  • CF30 Customer (1 Nov 2007 to 28 Apr 2011)
  • CF21 Investment Adviser (8 Nov 2005 to 31 Oct 2007)
• Richard Geoffrey Hampton

  IRN RGH01109

  • CF11 Money Laundering Reporting (24 Aug 2010 to 28 Mar 2013)
  • CF10 Compliance Oversight (24 Aug 2010 to 28 Mar 2013)
• Richard Heading

  IRN RAH01160

  • CF1 Director (28 Nov 2011 to 14 Mar 2016)

No changes recorded yet.